-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzAFpw9wbhlFC6zzGYIvdG6cuB9h0zgp4yrZsHmeamHQoZpwp8tUISpySMajD5oN +mAPxFNzxXG6ivp2kF0EFA== 0001047469-98-005985.txt : 19980218 0001047469-98-005985.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-005985 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEXAS REGIONAL BANCSHARES INC CENTRAL INDEX KEY: 0000787648 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742294235 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-38335 FILM NUMBER: 98538186 BUSINESS ADDRESS: STREET 1: 3700 N TENTH STE 301 STREET 2: PO BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501 BUSINESS PHONE: 9566315400 MAIL ADDRESS: STREET 1: P O BOX 5910 STREET 2: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501-5910 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RONEY GLEN E CENTRAL INDEX KEY: 0000903762 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78502-5910 BUSINESS PHONE: 2106327602 MAIL ADDRESS: STREET 1: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78502-5910 SC 13G/A 1 SCHEDULE 13-G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Texas Regional Bancshares, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Class A Voting Common - ------------------------------------------------------------------------------- (Title of Class of Securities) 882673 10 6 - ------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 882673 10 6 Page 2 of 5 Pages - ------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Glen E. Roney --------------------------------------------------------------------------- S.S. No. ###-##-#### --------------------------------------------------------------------------- --------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------------- - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization United States -------------------------------------- - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 1,026,540 shares Beneficially ----------------------------------------------------- Owned by (6) Shared Voting Power 193,595 shares Each Reporting ----------------------------------------------------- Person With (7) Sole Dispositive Power 958,900 shares ----------------------------------------------------- (8) Shared Dispositive Power 261,235 shares ----------------------------------------------------- - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,220,135 shares --------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /X/ --------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 9.11 percent ----------------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN -------------------------------- Schedule 13G Page 3 of 5 December 31, 1997 Item 1(a) Name of Issuer: Texas Regional Bancshares, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: P.O. Box 5910, 3700 North Tenth, Suite 301 McAllen, Texas 78502-5910 Item 2(a) Name of Person Filing: Glen E. Roney Item 2(b) Address of Principal Business Office or, if none Residence: P.O. Box 5910, 3700 North Tenth, Suite 301 McAllen, Texas 78502-5910 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Class A Voting Common Stock Item 2(e) CUSIP Number: 882673 10 6 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable Item 4 Ownership: (a) Amount Beneficially Owned: 1,220,135 shares of Class A Voting Common of which 275,701 shares represents the right to acquire shares through the exercise of options. (b) Percent of Class: 9.11 percent Schedule 13G Page 4 of 5 December 31, 1997 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,026,540 shares (ii) shared power to vote or to direct the vote: 193,595 shares (iii) sole power to dispose or to direct the disposition of: 958,900 shares (iv) shared power to dispose or to direct the disposition of: 261,235 shares Note: This statement includes shares allocated to my account and held by the Texas Regional Bancshares, Inc. Employee Stock Ownership Plan (the "ESOP"). I and three other individuals, Morris Atlas, Frank N. Boggus, and Joe M. Kilgore serve as Co-Trustees of the Employee Stock Ownership Trust (the "Trust") related to the ESOP. The ESOP Plan and Trust Agreement give the Trustees the power to vote unallocated shares and to direct the disposition of dividends and the proceeds from the sale of shares. Plan participants have the power to vote shares allocated to their accounts. The ESOP Plan and Trust Agreement also give the Trustees certain limited power to dispose of shares held pursuant to the ESOP Plan, based on limitations and conditions as contained in the ESOP Plan and Trust Agreement. As of December 31, 1997 a total of 516,178 Class A Voting Common shares were held pursuant to the ESOP Plan and Trust Agreement. All of the shares held pursuant to the ESOP Plan and Trust Agreement have been allocated to participant accounts except for 32 shares. Only those 32 unallocated shares and those allocated to my account as an employee of Texas Regional Bancshares, Inc. and a participant in the ESOP at December 31, 1997 are included in this statement. Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: I disclaim beneficial ownership of 103,656 shares included in this statement. These shares are held by the Texas State Bank Trust Department and as a member of the Trust Committee along with several other individuals, I have the power to vote the shares. However, I do not have the right to receive, nor the right to proceeds from the sale of, such securities. I also disclaim beneficial ownership of 32 shares included in this statement. These shares are held by the ESOP Trust and as a Co-Trustee; as described in Item 4 above, I have the power to vote the shares. However, I do not have the right to receive, nor the right to proceeds from the sale of, such securities. Schedule 13G Page 5 of 5 December 31, 1997 Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable Item 8 Identification and Classification of members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 ------------------------------------------- Date /s/ G.E. RONEY ------------------------------------------- Signature G.E. Roney ------------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----